| NFA MEMBER PERMANENT BAR | 04/13/2011 |
| PRINCIPAL PERMANENT BAR | 04/13/2011 |
| |
| COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN | 05/13/2011 |
| NFA MEMBER WITHDRAWN | 04/13/2011 |
| INTRODUCING BROKER WITHDRAWN | 04/13/2011 |
| COMMODITY TRADING ADVISOR PENDING | 05/18/2010 |
| INTRODUCING BROKER REGISTERED | 07/06/2009 |
| NFA MEMBER APPROVED | 07/06/2009 |
| NFA MEMBER PENDING | 06/04/2009 |
| INTRODUCING BROKER PENDING | 05/27/2009 |