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JONATHAN PETAK NFA ID: 0358117 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date MAXTAK ASSET MANAGEMENT LLC  • NFA ASSOCIATE MEMBER WITHDRAWN 12/25/2008  • PRINCIPAL WITHDRAWN 12/25/2008  • ASSOCIATED PERSON WITHDRAWN 12/25/2008  • NFA ASSOCIATE MEMBER APPROVED 12/20/2007  • ASSOCIATED PERSON REGISTERED 12/20/2007  • PRINCIPAL APPROVED 12/13/2007  • NFA ASSOCIATE MEMBER PENDING 12/13/2007  • ASSOCIATED PERSON PENDING 12/13/2007  MAXTAK CAPITAL ADVISORS LLC  • PRINCIPAL WITHDRAWN 02/20/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 02/20/2011  • ASSOCIATED PERSON WITHDRAWN 02/20/2011  • NFA ASSOCIATE MEMBER APPROVED 03/01/2006  • ASSOCIATED PERSON REGISTERED 03/01/2006  • PRINCIPAL APPROVED 03/01/2006  • NFA ASSOCIATE MEMBER PENDING 02/24/2006  • ASSOCIATED PERSON PENDING 02/24/2006  • PRINCIPAL PENDING 02/24/2006  • PRINCIPAL PENDING STATUS WITHDRAWN 10/13/2005  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/13/2005  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/13/2005  • PRINCIPAL PENDING 07/15/2005  • NFA ASSOCIATE MEMBER PENDING 07/15/2005  • ASSOCIATED PERSON PENDING 07/15/2005  ROCKTRADING LLC  • PRINCIPAL WITHDRAWN 01/02/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 01/02/2011  • ASSOCIATED PERSON WITHDRAWN 01/02/2011  • NFA ASSOCIATE MEMBER APPROVED 12/21/2009  • ASSOCIATED PERSON REGISTERED 12/21/2009  • PRINCIPAL APPROVED 12/21/2009  • NFA ASSOCIATE MEMBER PENDING 12/21/2009  • ASSOCIATED PERSON PENDING 12/21/2009