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ARTHUR VIERA NFA ID: 0340309 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 03/21/2004 Doing Business As No other names History  Status Effective Date MERCER CAPITAL INC  • NFA ASSOCIATE MEMBER WITHDRAWN 08/08/2004  • ASSOCIATED PERSON WITHDRAWN 08/08/2004  • ASSOCIATED PERSON REGISTERED 03/12/2004  • NFA ASSOCIATE MEMBER APPROVED 02/03/2004  • ASSOCIATED PERSON TEMPORARY LICENSE 02/03/2004  MERCER CAPITAL MANAGEMENT  • NFA ASSOCIATE MEMBER WITHDRAWN 05/06/2005  • ASSOCIATED PERSON WITHDRAWN 05/06/2005  • NFA ASSOCIATE MEMBER APPROVED 08/04/2004  • ASSOCIATED PERSON REGISTERED 08/04/2004  • NFA ASSOCIATE MEMBER PENDING 07/30/2004  • ASSOCIATED PERSON PENDING 07/30/2004