| NFA MEMBER PERMANENT BAR | 10/16/2012 |
| NFA ASSOCIATE MEMBER PERMANENT BAR | 10/16/2012 |
| PRINCIPAL PERMANENT BAR | 10/16/2012 |
| |
| BKT CAPITAL MANAGEMENT LLC |
| ASSOCIATED PERSON WITHDRAWN | 10/02/2012 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/02/2012 |
| PRINCIPAL WITHDRAWN | 10/02/2012 |
| FOREX ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 03/01/2012 |
| NFA ASSOCIATE MEMBER SUSPENDED | 01/27/2012 |
| NFA ASSOCIATE MEMBER APPROVED | 11/08/2011 |
| ASSOCIATED PERSON REGISTERED | 11/08/2011 |
| PRINCIPAL APPROVED | 11/08/2011 |
| FOREX ASSOCIATED PERSON PENDING | 10/26/2011 |
| NFA ASSOCIATE MEMBER PENDING | 10/26/2011 |
| ASSOCIATED PERSON PENDING | 10/26/2011 |
| PRINCIPAL PENDING | 10/26/2011 |
| FXDIRECTDEALER LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 01/16/2009 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 01/16/2009 |
| ASSOCIATED PERSON PENDING | 10/29/2008 |
| NFA ASSOCIATE MEMBER PENDING | 10/29/2008 |
| TRADONOMI LLC |
| ASSOCIATED PERSON WITHDRAWN | 03/10/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/10/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 12/11/2009 |
| ASSOCIATED PERSON REGISTERED | 12/11/2009 |
| NFA ASSOCIATE MEMBER PENDING | 11/25/2009 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/25/2009 |
| ASSOCIATED PERSON PENDING | 11/25/2009 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 11/25/2009 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/04/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 11/04/2009 |