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DOMINIQUE MIGUEL DACRUZ NFA ID: 0369464 Current Status • NFA ASSOCIATE MEMBER TEMPORARY BAR  • PRINCIPAL TEMPORARY BAR  • NFA MEMBER TEMPORARY BAR  Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As • DOMINIQUE DACRUZ   Security Futures Proficiency Training No proficiency information available Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • NFA ASSOCIATE MEMBER TEMPORARY BAR 04/18/2012  • PRINCIPAL TEMPORARY BAR 04/18/2012  • NFA MEMBER TEMPORARY BAR 04/18/2012    CHESAPEAKE INVESTMENT SERVICES INC  • ASSOCIATED PERSON WITHDRAWN 02/15/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 02/15/2008  • ASSOCIATED PERSON REGISTERED 09/25/2007  • NFA ASSOCIATE MEMBER APPROVED 09/13/2007  • ASSOCIATED PERSON TEMPORARY LICENSE 09/13/2007  DYNASTY FINANCIAL GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 07/28/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 07/28/2007  • NFA ASSOCIATE MEMBER APPROVED 05/01/2006  • ASSOCIATED PERSON REGISTERED 05/01/2006  • NFA ASSOCIATE MEMBER PENDING 04/24/2006  • ASSOCIATED PERSON PENDING 04/24/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 04/24/2006  • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 04/24/2006  • NFA ASSOCIATE MEMBER APPROVED 04/03/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 04/03/2006  TRADE DOCK ADVISORS LLC  • PRINCIPAL WITHDRAWN 09/08/2010  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 09/08/2010  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 09/08/2010  • PRINCIPAL APPROVED 06/09/2010  • NFA ASSOCIATE MEMBER PENDING 06/09/2010  • ASSOCIATED PERSON PENDING 06/09/2010  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 06/01/2010  • PRINCIPAL WITHDRAWN 06/01/2010  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/01/2010  • PRINCIPAL APPROVED 03/03/2010  • ASSOCIATED PERSON PENDING 03/03/2010  • NFA ASSOCIATE MEMBER PENDING 03/03/2010  TRADE DOCK CAPITAL LLC  • PRINCIPAL WITHDRAWN 10/27/2011  • NFA ASSOCIATE MEMBER WITHDRAWN 10/27/2011  • ASSOCIATED PERSON WITHDRAWN 10/27/2011  • NFA ASSOCIATE MEMBER SUSPENDED 03/14/2011  • ASSOCIATED PERSON REGISTERED 02/08/2010  • PRINCIPAL APPROVED 02/08/2010  • NFA ASSOCIATE MEMBER APPROVED 02/08/2010  • NFA ASSOCIATE MEMBER PENDING 02/03/2010  • ASSOCIATED PERSON PENDING 02/03/2010  • PRINCIPAL PENDING 01/23/2010