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DROR NIV NFA ID: 0308183 Current Status FOREX CAPITAL MARKETS LLC  • FOREX ASSOCIATED PERSON APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date FOREX CAPITAL MARKETS LLC  • FOREX ASSOCIATED PERSON APPROVED 10/06/2010  • FOREX ASSOCIATED PERSON PENDING 09/08/2010  • ASSOCIATED PERSON REGISTERED 06/21/2001  • NFA ASSOCIATE MEMBER APPROVED 06/21/2001  • PRINCIPAL APPROVED 06/21/2001  • ASSOCIATED PERSON PENDING 03/05/2001  • NFA ASSOCIATE MEMBER PENDING 03/05/2001  • PRINCIPAL PENDING 03/05/2001  FX EDU LLC  • PRINCIPAL APPROVED 10/06/2010  • PRINCIPAL WITHDRAWN 10/06/2010  FXCM FUTURES LLC  • ASSOCIATED PERSON WITHDRAWN 11/14/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 11/14/2007  • PRINCIPAL WITHDRAWN 11/14/2007  • NFA ASSOCIATE MEMBER APPROVED 09/27/2005  • ASSOCIATED PERSON REGISTERED 09/27/2005  • PRINCIPAL APPROVED 07/26/2005  • NFA ASSOCIATE MEMBER PENDING 06/08/2005  • ASSOCIATED PERSON PENDING 06/08/2005  • PRINCIPAL PENDING 06/08/2005