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INTERCAPITAL MARKETS CORP NFA ID: 0426462 Current Status • PRINCIPAL PERMANENT BAR  • NFA MEMBER PERMANENT BAR  • NFA ASSOCIATE MEMBER PERMANENT BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 560 MAIN STREET SUITE C 102 ALHAMBRA, CA  91801 UNITED STATES (909) 348-2630 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • PRINCIPAL PERMANENT BAR 04/03/2012  • NFA MEMBER PERMANENT BAR 04/03/2012  • NFA ASSOCIATE MEMBER PERMANENT BAR 04/03/2012    • NFA MEMBER WITHDRAWN 05/05/2012  • COMMODITY TRADING ADVISOR WITHDRAWN 05/05/2012  • COMMODITY POOL OPERATOR WITHDRAWN 05/05/2012  • FOREX FIRM PENDING STATUS WITHDRAWN 05/19/2011  • NFA MEMBER APPROVED 02/25/2011  • COMMODITY TRADING ADVISOR REGISTERED 02/25/2011  • COMMODITY POOL OPERATOR REGISTERED 02/25/2011  • FOREX FIRM PENDING 02/18/2011  • FOREX FIRM PENDING STATUS WITHDRAWN 01/01/2011  • NFA MEMBER PENDING 11/29/2010  • COMMODITY POOL OPERATOR PENDING 11/29/2010  • COMMODITY TRADING ADVISOR PENDING 11/29/2010  • FOREX FIRM PENDING 11/29/2010