| ALPARI US LLC |
| FOREX ASSOCIATED PERSON APPROVED | 10/01/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/23/2010 |
| PRINCIPAL APPROVED | 07/29/2010 |
| BRANCH MANAGER APPROVED | 07/15/2010 |
| ASSOCIATED PERSON REGISTERED | 07/15/2010 |
| BRANCH MANAGER PENDING | 06/25/2010 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/25/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 06/25/2010 |
| CAPITAL MARKET SERVICES LLC |
| ASSOCIATED PERSON WITHDRAWN | 06/11/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/11/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 11/07/2008 |
| ASSOCIATED PERSON REGISTERED | 11/07/2008 |
| NFA ASSOCIATE MEMBER PENDING | 11/04/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/04/2008 |
| ASSOCIATED PERSON PENDING | 11/04/2008 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 11/04/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 10/14/2008 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/14/2008 |
| FX SOLUTIONS LLC |
| ASSOCIATED PERSON WITHDRAWN | 10/01/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/01/2008 |
| ASSOCIATED PERSON REGISTERED | 09/29/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 09/29/2008 |
| IFX MARKETS INC |
| ASSOCIATED PERSON WITHDRAWN | 10/05/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/05/2008 |
| ASSOCIATED PERSON REGISTERED | 09/21/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 09/21/2006 |
| NFA ASSOCIATE MEMBER PENDING | 08/21/2006 |
| ASSOCIATED PERSON PENDING | 08/21/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 08/21/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/21/2006 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/31/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 07/31/2006 |