| ALARON TRADING CORPORATION |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 06/08/2009 |
| • ASSOCIATED PERSON WITHDRAWN | 06/08/2009 |
| • BRANCH MANAGER WITHDRAWN | 06/08/2009 |
| • BRANCH MANAGER APPROVED | 11/19/2001 |
| • ASSOCIATED PERSON REGISTERED | 03/09/1998 |
| • NFA ASSOCIATE MEMBER APPROVED | 02/05/1998 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 02/05/1998 |
| ALPARI US LLC |
| • BRANCH MANAGER APPROVED | 10/19/2012 |
| • PRINCIPAL APPROVED | 10/19/2012 |
| • ASSOCIATED PERSON REGISTERED | 10/19/2012 |
| • FOREX ASSOCIATED PERSON APPROVED | 10/15/2012 |
| • BRANCH MANAGER PENDING | 10/15/2012 |
| • PRINCIPAL PENDING | 10/15/2012 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 10/15/2012 |
| • FOREX ASSOCIATED PERSON PENDING | 10/15/2012 |
| • NFA ASSOCIATE MEMBER APPROVED | 10/15/2012 |
| GREEN STREET DISCOUNT |
| • ASSOCIATED PERSON WITHDRAWN | 12/01/2001 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 12/01/2001 |
| • ASSOCIATED PERSON REGISTERED | 09/24/1998 |
| • NFA ASSOCIATE MEMBER APPROVED | 09/24/1998 |
| PEREGRINE FINANCIAL GROUP INC |
| • ASSOCIATED PERSON WITHDRAWN | 07/13/2012 |
| • BRANCH MANAGER WITHDRAWN | 07/13/2012 |
| • FOREX ASSOCIATED PERSON WITHDRAWN | 07/13/2012 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 07/13/2012 |
| • FOREX ASSOCIATED PERSON APPROVED | 09/16/2010 |
| • FOREX ASSOCIATED PERSON PENDING | 09/13/2010 |
| • BRANCH MANAGER APPROVED | 06/08/2009 |
| • ASSOCIATED PERSON REGISTERED | 06/08/2009 |
| • NFA ASSOCIATE MEMBER APPROVED | 06/08/2009 |
| • BRANCH MANAGER PENDING | 06/08/2009 |