| ALTAMONT GLOBAL PARTNERS LLC |
| FOREX ASSOCIATED PERSON APPROVED | 11/30/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/08/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 11/17/2009 |
| ASSOCIATED PERSON REGISTERED | 11/17/2009 |
| PRINCIPAL APPROVED | 11/17/2009 |
| NFA ASSOCIATE MEMBER PENDING | 11/17/2009 |
| ASSOCIATED PERSON PENDING | 11/17/2009 |
| PRINCIPAL PENDING | 11/05/2009 |
| EFLOORTRADE LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 03/18/2009 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 03/18/2009 |
| ASSOCIATED PERSON PENDING | 01/29/2009 |
| NFA ASSOCIATE MEMBER PENDING | 01/29/2009 |
| INTERNATIONAL ASSETS ADVISORY LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 03/24/2009 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 03/24/2009 |
| ASSOCIATED PERSON PENDING | 03/03/2009 |
| NFA ASSOCIATE MEMBER PENDING | 03/03/2009 |