National Futures Association

Compliance

	Member Advisories
	Forex
	Audits
	Financial Surveillance
	Investigations
	Rule Enforcement
	Promotional Material Review
	Disclosure Document Review
	Trade Practice and Market Surveillance
	Enhanced Supervision/Telemarketing
	Sales Practice Rules
	Issues for FCMs & IBs
	Issues for CPOs & CTAs
	Compliance Publications
	Security Futures Products
	Joint Audit Committee

	Electronic Filings

	WinJammer
	Easy File (1-FR-IB Filers)
	Easy File (Pool Filers)
	Easy File (FOREX Filers)
	Disclosure Documents
	Promotional Material
	Segregated Funds Investments
	FOREX Reporting
	Annual Questionnaire
	Exemptions
	Complaints

Recommendations for Best Practices in Order Entry and Transmission of Exchange-Traded Futures and Options Transactions

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Š2003-2008 National Futures Association