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2006 | 2005 | 2004 | 2003
December 6, 2004
NFA Assessment Fee decrease and changes to the "privileges of membership" exemption take effect January 1, 2005
December 2, 2004
Increased fee for the Series 3 examination takes effect January 1, 2005
November 1, 2004
NFA launches e-mail subscription service
July 1, 2004
Easy File, the electronic alternative to WinJammer for filing financial statements, is now available
June 16, 2004
NFA will soon offer IBs that file the 1-FR-IB form an electronic alternative to WinJammer for filing financial statements
June 2, 2004
NFA has revised the Self-Examination Checklist: For FCMs, IBs, CPOs and CTAs
May 12, 2004
Regulatory Reminder for FCMs and IBs on Suspicious Activity Reporting and Other BSA Requirements
February 6, 2004
CFTC Provides Annual Report Guidance to Commodity Pool Operators
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