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Recent Changes
5/6/2008
Added:
Arbitrator Training Opportunity
4/23/2008
Added:
Investor Newsletter - April 2008
4/15/2008
Added:
News,Facts,Actions - Spring 2008
4/1/2008
Added:
NFA announces Promotional Material Workshop/Small Firms Workshop in Chicago
5/9/2008
Added News Release:
NFA permanently bars Ryan S. Cubiotti, former NFA Associate of Deerfield Beach, Florida
5/7/2008
Added
Regulatory Action:
Sheffield Trading LLC
5/7/2008
Added
Regulatory Action:
Stillwater Capital Partners LLC
5/7/2008
Added
Regulatory Action:
Ryan S. Cubiotti
5/7/2008
Added
Regulatory Action:
Stonebridge Financial Services LLC
(
Adam T. Bassage
)
5/2/2008
Added
Regulatory Action:
Attain Capital Management LLC
,
Walter J. Gallwas
and
Jeffrey D. Malec
4/24/2008
Added News Release:
NFA takes an emergency enforcement action against Last Atlantis Capital Management LLC
4/24/2008
Added
Regulatory Action:
Last Atlantis Capital Management LLC
4/21/2008
Added
Regulatory Action:
Richard Polich
4/16/2008
Added
Regulatory Action:
Europa Capital Associates LLC
4/15/2008
Added News Release:
National Futures Association advises investors on how to avoid investment fraud at three Money Smart Week events
4/10/2008
Added
Regulatory Action:
Universal Commodity Corp.
(
Albert Gonzalez
)
4/3/2008
Added
Regulatory Action:
UOT Financial Services LLC
4/3/2008
Added
Regulatory Action:
Robert Johnson
3/31/2008
Added News Release:
NFA permanently bars Majestic Commodity Corporation, a Florida futures firm, and its owner; issues sanctions against firm's associates
3/27/2008
Added Notice to Members:
Supervision of Forex Promotional Materials: Effective Date of Amendments to the Interpretive Notice Regarding Forex Transactions
3/26/2008
Added
Regulatory Action:
Majestic Commodity Corporation, et al.
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