8/4/2016 - Arbitrator Update - August 2016
5/31/2016 - National Futures Association: Proposed Technical Amendments to NFA Requirements—NFA Bylaw 1507 and NFA Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective June 13, 2016)
5/31/2016 - National Futures Association: Increase in Forex Dealer Member Assessment on Each Order Segment Submitted to NFA's Forex Transaction Reporting Execution Surveillance System—NFA Bylaw 1301(e) and NFA Interpretive Notice Forex Transactions (Effective July 1, 2016)
NFA's Online Registration System (ORS) allows firms and individuals to register with the CFTC and apply for NFA membership. ORS also simplifies the update and withdrawal process. The NFA Dashboard, the entryway to ORS, summarizes all outstanding filing requirements.
Applicants and current registrants can login below.
Futures Commission Merchants (FCMs) are required to file certain financial reports with NFA. NFA has developed a feature in its BASIC system that allows the public to view FCM financial information.
Investor confidence is crucial to the success of the derivatives markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.