A vibrant financial derivatives sector is vital to a healthy economy, and an effective regulatory scheme is vital to developing a vibrant financial derivatives sector. NFA's established record of accomplishment in providing efficient, cost-effective regulatory services to the U.S. derivatives markets has led regulatory organizations and exchanges from developing economies around the world to ask us to teach their staff about our regulatory processes. Our international training programs incorporate the principles of effective securities regulation adopted by the International Organization of Securities Commissions (IOSCO).

NFA offers its training on a contract basis and we can adapt our materials to meet the needs of any organization. Here are topics that we have taught to regulatory agencies in the past. To find out more, please contact Kurt Krueger at 312-781-1329 or via email at kkrueger@nfa.futures.org.

• Function and Uses of Futures Markets
  
• Principles of Futures Regulation
  
• The Disciplinary Process
  
• Risk-based Auditing
  
• Financial Safeguards
  
• Ex-Pit Trades
  
• Managed Futures Regulatory Programs
  
• Margins
  
• Sales Practices and Advertising
  
• Routine Inquiries
  
• Forex
  
• Market and Trade Practice Surveillance
  
• NFA's Restitution System
  
• Anti Money Laundering
  
• Registration and Fitness
  
• Business Continuity/Disaster Recovery
  
• Security Futures Products
  
• Electronic Order Routing Issues
  
• Dispute Resolution

Our clients have included regulatory organizations and exchanges from Singapore, China, India, Korea, and Taiwan.