• Compliance Rule 2-7. Branch Office Managers and Designated Security Futures Principals

• Compliance Rule 2-8. Discretionary Accounts

• Compliance Rule 2-29. Communications with the Public and Promotional Material

• Compliance Rule 2-30. Customer Information and Risk Disclosure

• Compliance Rule 2-37. Security Futures Products

• Interpretive Notice: Compliance Rule 2-9. Enhanced Supervisory Requirements

• Interpretive Notice: Obligations to Customers and Other Market Participants

• Interpretive Notice: Compliance Rule 2-29. Special Supervisory Requirements for Members Registered as Broker-Dealers Under Section 15(B)(11) of the Securities Exchange Act of 1934

• Interpretive Notice: Compliance Rule 2-29. Use of Past or Projected Performance; Disclosing Conflicts of Interest for Security Futures Products

Go back to agenda