|
NFA's Compliance Department offers a regulatory service designed for Members new to NFA and the futures industry. An educational visit is voluntary, available at no cost and usually occurs within six to nine months after NFA membership becomes effective. During the visit, NFA staff will review your firm's operations, suggest improvements in your compliance procedures, discuss your regulatory requirements and any areas of concern you might have, and provide you with an educational binder. This binder includes several of our most frequently used resources.
If you are interested in having an educational visit, contact NFA's Information Center at 800-621-3570 or via email at information@nfa.futures.org. Even if you choose not to participate in the educational visit program, you can receive a copy of the resource binder by contacting the Information Center.
|
