|Past Member Newsletters|
March 28, 2014
NFA has recently added two new tutorial videos to its library of Member education materials.
The first, "How to File an Exemption through NFA's Electronic Exemption System," provides Commodity Pool Operators and Commodity Trading Advisors with a step-by-step guide on where to find the electronic exemptions system and instructions on how to navigate the system.
The second, "How to Avoid Common PQR Filing Deficiencies," summarizes the new PQR filing requirements for CPOs and highlights areas of the filing process where NFA has found deficiencies.
Both videos are available in the Education and Training section of the Compliance area of NFA's website.
"Providing its Members with the information they need to meet their regulatory responsibilities has always been a priority for NFA," said Larry Dyekman, director of Communications and Education. "If any Members have suggestions for additional video tutorials or other educational materials, please send them to email@example.com."We would like to remind Members that they don't need to wait for a Member survey to provide feedback to NFA. We are always available through telephone and email to receive your comments and suggestions.