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What's New

Featured Information

7/29/2015 Filing a Disclosure Document—Video Tutorial

7/23/2015 Arbitrator Update—July 2015

7/15/2015 Investor Newsletter—July 2015

Recent Changes

7/30/2015 Added News Release: NFA takes emergency enforcement action against commodity trading advisor Jonathan Parker

7/30/2015 Added Enforcement and Registration Action: Jonathan Parker

7/30/2015 Added Notice to Members: Relief from CTA-PR filing requirement for commodity trading advisors that DO NOT direct trading of commodity interest accounts

7/23/2015 Added Notice to Members: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

7/16/2015 Added News Release: NFA bars Boca Raton, Fla. firm Wealth Creation Investments LLC and Delray Beach, Fla. firm Fox Financial Group LLC from membership

7/15/2015 Added Enforcement and Registration Action: Wealth Creation Investments LLC, Fox Financial Group LLC and Marcy F. Javor

7/13/2015 Added Notice to Members: Important request for CPOs that operate commodity pools that are utilizing wholly-owned subsidiaries and wish to consolidate filings under CFTC Regulation 4.22 and/or 4.27

7/8/2015 Added Notice to Members: Important Notice to CPOs and CTAs regarding changes to the CPO Form PQR and CTA Form PR that will become effective for the period ending June 30, 2015

7/7/2015 Added Enforcement and Registration Action: EdgeValencia LLC, Stephen Edge and Joseph P. Valencia, Jr.

7/2/2015 Added Enforcement and Registration Action: Amp Global Clearing LLC and Daniel L. Culp

7/2/2015 Added Enforcement and Registration Action: Spencer Capital Management LLC

6/29/2015 Added Enforcement and Registration Action: Scott Elliott Thompson

6/25/2015 Added CFTC Rule Submission: National Futures Association: Board Structure and Composition - Proposed Amendments to NFA Articles of Incorporation

6/22/2015 Added Enforcement and Registration Action: The Barbashop LLC and Ronald T. Barba

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