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8/15/2016 - NFA updates Self-Examination Questionnaire for FCMs, FDMs, IBs, CPOs and CTAs

8/4/2016 - Arbitrator Update - August 2016

Recent News Center Updates

9/27/2016 - Notice to Members: Minor change to the CPO Form PQR and an important compliance reminder to CPOs and CTAs about late fees for NFA Forms PQR and PR

9/20/2016 - Comment Letter: RIN 3038-AE47: Commodity Pool Operator Annual Report

9/14/2016 - Notice to Members: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

9/6/2016 - CFTC Rule Submission: National Futures Association: Collection of CPO/CTA Financial Information—NFA Compliance Rule 2-46 and NFA Interpretive Notice NFA Compliance Rule 2-46: Reporting Financial Information on NFA Forms PQR and PR

9/6/2016 - CFTC Rule Submission: National Futures Association: Proposed Technical Amendments to NFA Requirements to Conform to Definitions in Section 1a of the Commodity Exchange Act (Effective September 19, 2016)

8/31/2016 - Board Update Video: NFA Board Update—August 2016 Meeting

8/24/2016 - Notice to Members: Designation of an Executive Representative for electronic voting purposes

8/23/2016Enforcement and Registration Action: The Cambridge Strategy Asset Management Limited

8/19/2016Enforcement and Registration Action: Ascona Management LLC and Andrew M. Keller

8/19/2016Enforcement and Registration Action: Nex Capital Management LLC and Jacob Wohl

8/19/2016Enforcement and Registration Action: Macro Risk Advisors LLC

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