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What's New

Featured Information

1/15/2015 Arbitrator Update - January 2015

12/18/2014 NFA hits the road with member conference series

Recent Changes

1/26/2015 Added Enforcement and Registration Action: James T. Sherwin and 80Plus Partners LLP

1/26/2015 Added Notice to Members: Extension of deadline for FCM CCO Annual Reports for fiscal years ending on or before Jan. 31, 2015

1/23/2015 Added Notice to Members: Chief compliance officer report filing requirements for Swap Dealers and Major Swap Participants

1/23/2015 Added Notice to Members: Immediate attention required – Financial Requirements Section 12 – Additional increases in required minimum security deposit for forex transactions

1/23/2015 Added Notice to Members: Notice of newly elected members to NFA's Board of Directors and 2015 Nominating Committee

1/21/2015 Added Notice to Members: Immediate attention required – Financial Requirements Section 12 – Increase in required minimum security deposit for forex transactions

1/20/2015 Added Notice to Members: Notice of Annual Meeting

1/15/2015 Added Notice to Members: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

1/13/2015 Added Enforcement and Registration Action: Aspirant Management LLC, Luckow Group, Inc. and Paul D. Luckow

1/13/2015 Added News Release: NFA orders Lake Forest, Ill. firms Aspirant Management LLC and Luckow Group, Inc. to permanently withdraw from NFA membership and sanctions the firms' principal, Paul D. Luckow

1/13/2015 Added Comment Letter: RIN 3038-AE23: Records of Commodity Interest and Related Cash or Forward Transactions

1/12/2015 Added Comment Letter: RIN 3038-AE22: Residual Interest Deadline for Futures Commission Merchants

1/12/2015 Added News Release: NFA orders Orlando, Fla. firm Diamond Head Capital LLC to permanently withdraw from NFA membership and fines eFloorTrade LLC, John A. Moore and Christopher T. Moore

1/5/2015 Added Notice to Members: Effective date of amendment to NFA Compliance Rule 2-4 to cover Member swap activities

12/31/2014 Added Enforcement and Registration Action: eFloorTrade LLC, Diamond Head Capital LLC, John Alan Moore and Christopher Thomas Moore

12/30/2014 Added Enforcement and Registration Action: EdgeValencia LLC, Stephen Edge and Joseph P. Valencia, Jr.

12/30/2014 Added Enforcement and Registration Action: FX Evolve LLC and Jason B. Hoerr

12/30/2014 Added Notice to Members: NFA's Chairman and Executive Committee respond to recent allegations of improprieties regarding the 2014 public director nominations

12/24/2014 Added Enforcement and Registration Action: Back Bay FX Services LLC and Paul C. Towne

12/22/2014 Added Enforcement and Registration Action: Wealthbuilder Capital Advisors and Courtney D. Smith

12/22/2014 Added News Release: NFA orders Las Vegas firm Wealthbuilder Capital Advisors and its principal, Courtney D. Smith, to permanently withdraw from NFA membership

12/18/2014 Added Notice to Members: Reporting requirements for Christmas and New Year's Day—Reminder for 2015 holidays

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