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What's New

Featured Information

8/14/2015 NFA updates tutorial videos

7/29/2015 Filing a Disclosure Document—Video Tutorial

7/23/2015 Arbitrator Update—July 2015

Recent Changes

8/28/2015 Added News Release: NFA bars British Virgin Islands firms Primary Assets Management Corporation and Accredited Investment Management Corp. from membership

8/27/2015 Added Board Update Video: NFA Board Update--August 2015 Meeting

8/27/2015 Added Enforcement and Registration Action: Primary Assets Management Corporation, Accredited Investment Management Corp. and Peter G. Catranis

8/11/2015 Added News Release: NFA bars Southampton, N.Y. firm Grace Financial Group LLC and its principal Christopher T. Bondy from membership

8/10/2015 Added Enforcement and Registration Action: Grace Financial Group LLC and Christopher T. Bondy

8/7/2015 Added Notice to Members: Use of technology to monitor FDM forex customer liability requirements--NFA Financial Requirements Section 14 - Implementation of Phase 2

8/6/2015 Added Enforcement and Registration Action: DMFiala Ltd

7/30/2015 Added Notice to Members: Relief from CTA-PR filing requirement for commodity trading advisors that DO NOT direct trading of commodity interest accounts

7/30/2015 Added News Release: NFA takes emergency enforcement action against commodity trading advisor Jonathan Parker

7/30/2015 Added Enforcement and Registration Action: Jonathan Parker

7/23/2015 Added Notice to Members: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

7/16/2015 Added News Release: NFA bars Boca Raton, Fla. firm Wealth Creation Investments LLC and Delray Beach, Fla. firm Fox Financial Group LLC from membership

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