What's New
Featured Information
5/22/2013 Added News Release: NFA takes emergency enforcement action against California firm Light Tower Investments, Inc. and one of its principals, Klaus P. Weyers
5/22/2013 Added Enforcement and Registration Action: Light Tower Investments, Inc. and Klaus P. Weyers
5/21/2013 Added Speeches and Testimony: Testimony of Daniel J. Roth, President and Chief Executive Officer, National Futures Association, Before the Committee on Agriculture, U.S. House of Representatives
5/20/2013 Added Enforcement and Registration Action: Mackenzie Wallace & Co. Limited
5/20/2013 Added Notice to Members: Reporting Requirements for Memorial Day
5/15/2013 Added Enforcement and Registration Action: Stonehenge Asset Management LLC and Steven A. Michael
5/6/2013 Added Enforcement and Registration Action: Jon T. Mulvihill
5/1/2013 Added Enforcement and Registration Action: Robert Juan Escobio
5/1/2013 Added News Release: NFA takes emergency enforcement action against Robert Juan Escobio, an associated person and principal of Southern Trust Securities, Inc., a futures firm located in Coral Gables, Florida
4/26/2013 Added Enforcement and Registration Action: Multi Capital LLC and Charles R. Stone
4/24/2013 Added Notice to Members: Effective Date of Amendments to NFA Compliance Rule 2-46: CPO and CTA Quarterly Reporting Requirements
4/23/2013 Added Notice to Members: Business Conduct Standards and Documentation Requirements for Swap Dealers and Major Swap Participants
4/23/2013 Added Enforcement and Registration Action: Fidelity Planning Group and Terry James Dorrity
4/19/2013 Added News Release: National Futures Association, CFTC, AARP and Chicago Department of Family & Support Services co-sponsor "Avoiding Fraud is Your Best Money Strategy" during Money Smart Week
4/18/2013 Added Enforcement and Registration Action: Prodigy Asset Management LLC and Ezekiel Abdel Rahman
4/18/2013 Added Enforcement and Registration Action: IKON Global Markets Inc. and Diwakar Jagannath
4/16/2013 Added Enforcement and Registration Action: Matthew C. Cuocci
4/10/2013 Added Notice to Members: Effective Date of Amendments to NFA Financial Requirements Section 1(a) - Adjusted Net Capital Requirement for FCMs Acting as a Counterparty to Forex Transactions with Eligible Contract Participants (ECPs)
4/9/2013 Added Enforcement and Registration Action: Transcend Capital LLC
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