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3/18/2017 - Upcoming Town Hall Webinar - April 3

2/15/2017 - Arbitrator Update - February 2017

Recent News Center Updates

3/20/2017 - Comment Letter: RIN 3038—AD36: Recordkeeping

3/7/2017 - CFTC Rule Submission: National Futures Association: Proposed Amendments to NFA Financial Requirements Section 16 and its Related Interpretive Notice Entitled: FCM Financial Practices and Excess Segregated Funds/Secured Amount/Cleared Swaps Customer Collateral Disbursements

3/6/2017Enforcement and Registration Action: Samico Worldwide Markets, Inc. and Thomas Gasparini

3/6/2017 - News Release: NFA bars Redding, Calif. commodity trading advisor Samico Worldwide Markets, Inc. and its principal Thomas Gasparini from membership

3/2/2017 - News Release: NFA bars Los Angeles, Calif. commodity trading advisor Nex Capital Management LLC and its principal, Jacob Wohl, from membership

3/2/2017Enforcement and Registration Action: Nex Capital Management LLC and Jacob Wohl

2/28/2017 - Board Update Video: NFA Board Update - February 2017 Meeting

2/23/2017Enforcement and Registration Action: Long Leaf Trading Group Inc.

2/23/2017 - Notice to Members: CFTC amends Part 4 regulations regarding CPO financial reports

2/22/2017 - CFTC Rule Submission: National Futures Association: Forex Dealer Member Chief Compliance Officer Annual Report Filing DeadlineŚNFA Compliance Rule 2-36: Requirements for Forex Transactions

2/21/2017 - Notice to Members: NFA's Board of Directors elects Michael Dawley to serve as Chairman

2/21/2017Enforcement and Registration Action: Option Financial LLC

2/21/2017Enforcement and Registration Action: Pratik Patel

2/21/2017 - CFTC Rule Submission: National Futures Association: Proposed NFA Financial Requirements Section 17: Swap Dealer and Major Swap Participant Reporting Requirements (Effective March 21, 2017)

2/21/2017Enforcement and Registration Action: Ashley Capital Management Incorporated and Michael P. Pacult

2/16/2017 - News Release: NFA Board appoints Carol Wooding as new General Counsel

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