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What's New

Featured Information

11/24/2015 - December 9 audio conference for non-U.S. SD Members

11/24/2015 - NFA's FY 2015 Annual Review now available

11/10/2015 - CPO FAQs: Form PQR and CTA FAQs: Form PR

11/10/2015 - Filing the Form PR (video tutorial)

11/3/2015 - "Forex Transactions: A Regulatory Guide" (Updated November 2015)

Recent News Center Updates

11/23/2015Enforcement and Registration Action: Chazon QTA Quantitative Trading Artists LLC and Lawrence Ikem Fejokwu

11/10/2015 - News Release: NFA bars West Chester, Ohio commodity trading advisor YZ Investment Services and its principal, Yanping Zhang, from membership for five years

11/10/2015 - Notice to Members: Notice to CPOs and CTAs addressing EasyFile logistics regarding CTA Form PR and CPO Form PQR

11/9/2015Enforcement and Registration Action: YZ Investment Services LLC and Yanping Zhang

11/3/2015 - Notice to Members: NFA announces nominations made by the 2015 Nominating Committee

11/2/2015 - News Release: NFA bars Stamford, Conn. commodity pool operator and commodity trading advisor Nord Capital Advisors from membership

11/2/2015Enforcement and Registration Action: IBFX Inc. and Herbert L. Walton

11/2/2015Enforcement and Registration Action: TGI Capital Management Limited

10/29/2015 - News Release: NFA bars Woodstock, Ga., commodity trading advisor Jonathan Parker from membership

10/27/2015Enforcement and Registration Action: Jonathan Parker

10/27/2015Enforcement and Registration Action: Nord Capital Advisors LLC and Yakov Shlyapochnik

10/27/2015Enforcement and Registration Action: Ansbacher Investment Management, Inc.

10/27/2015Enforcement and Registration Action: Nord Capital Advisors LLC and Yakov Shlyapochnik

10/23/2015 - Notice to Members: NFA Adopts Interpretive Notice Regarding Information Systems Security ProgramsóCybersecurity

10/21/2015 - News Release: NFA bars Philip M. Worley, principal of Burnet, Texas firm McElhannon Group, from membership

10/21/2015Enforcement and Registration Action: McElhannon Group Inc. (Philip Mack Worley)

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