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What's New

Featured Information

1/17/2017 - Investor Newsletter - January 2017

12/23/2016 - Forex Transactions: A Regulatory Guide - Updated December 2016

12/19/2016 - NFA's 2016 Annual Review now available

Recent News Center Updates

1/20/2017 - Notice to Members: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

1/18/2017 - Notice to Members: Chief compliance officer annual report filing requirements for futures commission merchants and swap dealers

1/11/2017 - Notice to Members: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

1/10/2017Enforcement and Registration Action: Vincent Capital Group LLC (Ryan Litfin)

1/5/2017 - Notice to Members: Effective date of amendment to NFA Compliance Rule 2-36: requirements for forex transactions

12/30/2016Enforcement and Registration Action: Hansa Capital Management LLC and Lothar Ruehling

12/30/2016Enforcement and Registration Action: Vincent Capital Group LLC

12/30/2016 - News Release: NFA permanently bars Eden Prairie, Minn., introducing broker Vincent Capital Group from membership

12/29/2016 - Notice to Members: Notice of Annual Meeting of NFA Members

12/29/2016Enforcement and Registration Action: Kingsview Futures LLC, Joshua M. Lewis and Noel H. Sinclair

12/19/2016Enforcement and Registration Action: Avail Trading Corp. and David Manoukian

12/19/2016 - Notice to Members: Effective Date of Interpretive Notice to NFA Compliance Rule 2-46: Reporting Financial Information on NFA Forms PQR and PR

12/16/2016 - Notice to Members: Reporting requirements for Christmas and New Year's DayŚReminder for 2017 holidays

12/15/2016Enforcement and Registration Action: TGI Capital Management Limited

12/14/2016Enforcement and Registration Action: OKC Trading LLC

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
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