Comment Letters

August 08, 2011
Notice of Proposed Rulemaking - Adaption of Regulations to Incorporate Swaps/RIN No. 3038-AD53

June 17, 2011
File No. 4-626; Comment Request on Existing Private and Public Efforts to Educate Investors

June 03, 2011
Registration of Intermediaries (RIN 3038-AD50 and Part 3)

May 27, 2011
Public Comment on the Principles on Suspensions of Redemptions in Collective Investment Schemes Consultation Report

April 12, 2011
Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations (RIN No. 3033-AD30)

April 11, 2011
Requirements for Processing, Clearing, and Transfer of Customer Positions (RIN 3038-AC98)

March 09, 2011
Publication of Systems of Records Managed by the Commodity Futures Trading Commission

March 08, 2011
RIN 3038-AD18

February 22, 2011
Definitions: RIN 3038-AD06

January 24, 2011
RIN 3038-AC95

January 18, 2011
RIN 3038-AD99; Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies

January 18, 2011
Implementation of Conflict of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers RIN number 3038-AC96

January 18, 2011
RIN 3038-AC96 and CCO Designation