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4th Quarter 2001

From the President's Desk: During dark days, NFA endeavors to provide light

NFA reduces assessment fees to new record-low levels

BTEX launch puts NFA's market surveillance group to the test

News Briefs

NFA makes charitable contributions to aid victims of September 11

Notice to Members

Security Futures Products: Proficiency Requirement Update

New learning opportunities enhance market knowledge for NFA auditors

Board Report

3rd Quarter 2001

NFA requests comments on proposed notice regarding automated order routing systems

NFA's Board of Directors votes to decrease its size by 45 percent

Compliance Q&A

News Briefs

NFA introduces electronic filing option to dispute resolution process

Electronic process to make registration easier for Members

NFA schedules Member Workshops in Chicago and New York

New software will reduce steps taken by firms to transmit financial statements

Board Report

2nd Quarter 2001

Trading volume up, customer complaints down over last two decades

New electronic exchange calls on NFA to provide regulatory services

Compliance Q&A

News Briefs

NFA's Board of Directors approves Fiscal Year 2002 budget

NFA adjusts assessment fees, membership dues and registration fees

Board Report

1st Quarter 2001

The value of building strong relationships

Compliance Q&A

NFA prepares to regulate security futures products

News Briefs

CFTC approves amendments to NFA's Code of Arbitration and Member Arbitration Rules

NFA establishes Special Committees for the review of funding and governance

Board Report

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
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