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4th Quarter 2003

Entire Member Newsletter 4th Quarter 2003 in PDF format

Update on Anti-Money Laundering Requirements for FCMs and IBs

NFA Board approves new compliance rule to provide uniform performance standards for CTAs

NFA postpones updating exams for security futures products

News Briefs

At congressional hearing NFA President underscores the importance of effective self-regulation

Changes to NFA Compliance Rules: A Year in Review

Board Report

3rd Quarter 2003

NFA amends Anti-Money Laundering rule to incorporate new Customer Identification Program requirements

News Briefs

Member Advisories

NFA, CFTC announce approval of forex rules at joint press briefing

Board Report

NFA revises interpretive notices related to allocation of bunched orders

NFA President outlines changing role of regulation in address to Bond Market Association

2nd Quarter 2003

NFA’s rule enforcement efforts contribute to market integrity

NFA Board approves Fiscal Year 2004 budget

NFA implements Online Registration System enhancements

NFA submits proposed forex rules to CFTC

Reminder to Members

Veterans now qualify for reimbursement of NFA proficiency exam fees

News Briefs

Board Report

1st Quarter 2003

An Interview with NFA Chairman Michael Schaefer

NFA adopts new rule and interpretive notice to address disaster recovery and business continuity issues

CFTC authorizes NFA to review Disclosure Documents for publicly offered commodity pools

Board Report

News Briefs

NFA’s restitution service returns millions of dollars to investors

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
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