Home > News Center > Notices to Members

Notices to Members

2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996

Subscribe to our feed Follow NFA_News on Twitter
Email This to a Friend
Notice I-96-32

December 16, 1996

Notice of CFTC Suspension

On September 30, 1996, the CFTC filed a notice of intent to revoke the registrations of Sanjay Saxena ("Saxena"-NFA ID # 258706) and Select Sector Research & Management, Inc. ("Select Sector"-NFA ID # 258704) alleging statutory disqualifi-cation (CFTC Docket No. SD-96-11). On December 10, 1996, both parties were suspended effective December 15, 1996.

Therefore, Select Sector is not allowed to act in the capacity of a commodity trading advisor or a commodity pool operator and Saxena is not allowed to act in the capacity of an associated person.

If you have any questions regarding this matter please contact Mary Jo C. Mullen of NFA’s Compliance Department at (312) 781-1339.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy