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Notice I-10-02

January 06, 2010

Reminder to all Members to complete new questions in Annual Questionnaire assessing Member's futures-related and off-exchange forex business

On November 30, 2009, NFA issued Notice to Members I-09-21 requesting all Members to complete a series of new questions located in the Annual Questionnaire assessing their futures-related business. Although some NFA Members have complied with this request, many have not. It is critical that Members access and complete questions in the Firm and DR Information section of the Annual Questionnaire as soon as possible. This applies not only to Members trading on-exchange futures products but also Members trading in the off-exchange foreign currency (forex) market.

Beginning in early 2010 NFA's BASIC system will display information reflecting whether firms are actively engaged in futures-related business activity or not. If the questions are not answered, the answers will default to no activity, which is what will be displayed in BASIC, as illustrated below.

For additional information and instructions on accessing the Annual Questionnaire, click here.

If you have any questions, please contact NFA's Information Center at 800-621-3570 or 312-781-1410.

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