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Notice I-12-32

December 14, 2012

Ballot Enclosed for Voting in NFA's Annual Election in the IB Category

This year, NFA has a contested election in the IB category of the Board of Directors. Enclosed is your ballot for voting in this election. No write-in votes will be accepted. NFA is a membership organization and each Member's vote is very important.

In this year's annual election, each NFA Member firm which acts primarily as an Introducing Broker can cast one ballot to vote for one individual only running in this election to serve on NFA's Board. All ballots must be completed and mailed to Grant Thornton LLC in the postage-paid, pre-addressed envelope that is enclosed. The ballot must be received by Grant Thornton no later than January 15, 2013. Ballots which are either received after January 15, 2013 or submitted in an envelope other than the one provided will be considered void.

Position papers received by NFA for each of the candidates are also enclosed. Please contact either Christine Makino at (312) 781-1391 or Thomas Sexton at (312) 781-1413 if you have any questions.

Ballot

NATIONAL FUTURES ASSOCIATION

BALLOT

BOARD OF DIRECTORS
IB CATEGORY

Vote for One Individual Only --

Jeffrey D. Malec, CEO and Founding Partner, Attain Capital Management, LLC

John A. Vassallo, President, Coquest Incorporated


THIS BALLOT MUST BE MAILED TO GRANT THORNTON LLC IN THE PROVIDED PRE-ADDRESSED, POSTAGE PAID ENVELOPE. THE BALLOT MUST BE RECEIVED NO LATER THAN JANUARY 15, 2013.

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