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Notice I-13-34

November 04, 2013

Reporting Requirements for Veterans Day

This is a reminder that Nov. 11, 2013 is Veterans Day. This holiday will impact your regulatory filings as follows:

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of Nov. 8, 2013 are required to be submitted by 12:00 noon on Nov. 11, 2013.

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and forex statements are required to be prepared as of Nov. 11, 2013 and are required to be submitted by 12:00 noon on Nov. 12, 2013; and

  • FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.

Visit NFA's website to view a complete schedule of filing requirements for the remaining 2013 holidays, as well as a calendar for the due dates of Segregated Investment Detail Reports (SIDRs) for the remainder of the year.

For more information about filing financial reports visit NFA's website (www.nfa.futures.org).

Questions concerning the requirements should be directed to NFA's Information Center (information@nfa.futures.org) at 800-621-3570 or 312-781-1410.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
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