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Notice I-13-45

December 26, 2013

Reporting Requirements for New Year's Day and Reminder for 2014 Holidays

This is a reminder that January 1, 2014 is New Year's Day. This holiday will impact your regulatory filings as follows:

  • Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of December 31, 2013 are required to be submitted by 12:00 noon on January 2, 2014;

  • Daily segregated, secured and cleared swaps customer collateral statements are not required to be prepared as of January 1, 2014;

  • Daily forex statements are required to be prepared as of January 1, 2014 and are required to be submitted by 12:00 noon on January 2, 2014;

  • FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.

2014 Holiday Filing Schedule

Visit NFA's website to view a complete schedule of filing requirements for the upcoming 2014 holidays, as well an updated calendar for due dates of Segregated Investment Detail Reports (SIDRs). We recommend that you view the calendars and keep this Notice as a reference for the upcoming 2014 holidays filing requirements.

For more information about filing financial reports visit NFA's website (www.nfa.futures.org).

Questions concerning the requirements should be directed to NFA's Information Center (information@nfa.futures.org) at 800-621-3570 or 312-781-1410.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
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