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Notices to Members

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June 21, 2016
I-16-16: Effective date of amendment to Compliance Rule 2-46: Late fee for NFA Forms PQR and PR filings

June 01, 2016
I-16-15: New SD/MSP Questionnaire due June 15

May 04, 2016
I-16-14: Submission process for risk-based initial margin models for uncleared swaps for certain SDs and MSPs

April 14, 2016
I-16-13: NFA approval process for risk-based initial margin models for uncleared swaps for certain SDs and MSPs

March 22, 2016
I-16-12: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

March 10, 2016
I-16-11: NFA to review and approve risk-based initial margin models for uncleared swaps for certain SDs and MSPs

February 29, 2016
I-16-10: Self-Examination QuestionnaireóCybersecurity

February 26, 2016
I-16-09: Reminder: CFTC authorizes NFA to receive notices of swap valuation disputes in excess of $20 million filed by swap dealers and major swap participants beginning March 1

February 11, 2016
I-16-08: Reminder: March 1 effective date of NFA Interpretive Notice regarding Information Systems Security ProgramsóCybersecurity

February 02, 2016
I-16-07: CFTC authorizes NFA to receive notices of swap valuation disputes in excess of $20 million filed by swap dealers and major swap participants

January 28, 2016
I-16-06: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

January 20, 2016
I-16-05: Notice of newly elected members to NFA's Board of Directors

January 15, 2016
I-16-04: Notice of Annual Meeting

January 14, 2016
I-16-03: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 13, 2016
I-16-02: Enhancements to the CPO Form PQR

January 06, 2016
I-16-01: Revised SD and MSP 4s review process

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