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Notices to Members

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December 06, 2004
I-04-23: NFA develops questionnaires for writing anti-money laundering, business continuity, ethics training and privacy policies

November 30, 2004
I-04-22: Request for Public Director Nominations for NFA's Board of Directors

November 23, 2004
I-04-21: USA Patriot Act 314(a) Information Requests

November 11, 2004
I-04-20: NFA Announces 2004 Nominating Committee Recommendations

November 01, 2004
I-04-19: Request for Information

October 08, 2004
I-04-18: Harmonization of Customer Type Indicators

September 17, 2004
I-04-17: CFTC Changes Financial Filing and Notice Requirements for Independent IBs Effective September 30, 2004

September 17, 2004
I-04-16: CFTC Adopts Risk-Based Capital Requirement (Effective September 30, 2004)

September 16, 2004
I-04-15: Board and Nominating Committee Members Whose Terms Will Expire at the 2005 Annual Election

August 24, 2004
I-04-14: Guidelines for Using NFA Publications in Member Promotional Material

May 21, 2004
I-04-13: Reduction of Membership Dues and Assessment Fees

March 08, 2004
I-04-12: Members are Required to Comply with the FCC's National Do-Not-Call Rules

February 17, 2004
I-04-11: Request for Information

February 10, 2004
I-04-10: Request for Information

February 06, 2004
I-04-09: Annual Regulatory Reminder for Commodity Pool Operators

February 06, 2004
I-04-08: Annual Regulatory Reminder for Guaranteed Introducing Brokers

February 06, 2004
I-04-07: Annual Regulatory Reminder for Futures Commission Merchants

February 06, 2004
I-04-06: Annual Regulatory Reminder for Commodity Trading Advisors

February 06, 2004
I-04-05: Annual Regulatory Reminder for Independent Introducing Brokers

January 29, 2004
I-04-04: Eurex U.S. Trades Subject to NFA's Assessment Fee

January 22, 2004
I-04-03: Department of Treasury Issues Final Rule Requiring FCMs and IBs to File Suspicious Activity Reports

January 20, 2004
I-04-02: Performance Reporting

January 07, 2004
I-04-01: Notice of Annual Meeting and Notice of Nominated Individuals to NFA's Board of Directors and 2004 Nominating Committee

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