Notices to Members

View NFA Notices to Members—messages or reminders regarding compliance updates, NFA events, and other important news.

Use the filters below to view Notices based on date, Member category and/or topic.

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November 25, 2008
I-08-31: Request for Public Director Nominations for NFA's Board of Directors

November 6, 2008
I-08-30: Request for Information

November 4, 2008
I-08-29: NFA Announces Nominations Made by the 2008 Nominating Committee

October 30, 2008
I-08-28: Request for Information

October 24, 2008
I-08-27: Net Capital Requirements for Forex Dealer Members

October 16, 2008
I-08-26: Effective Date of NFA Compliance Rules 2-41 and 2-42: Disclosure by Forex Pool Operators and Trading Advisors

October 1, 2008
I-08-25: Request for Information

September 19, 2008
I-08-24: Request for Information

September 12, 2008
I-08-23: Request for Information

September 5, 2008
I-08-22: Board and Nominating Committee Members Whose Terms Will Expire at the 2009 Annual Election

August 12, 2008
I-08-21: Request for Information

July 23, 2008
I-08-20: Proposed Changes to Net Capital Requirements for Forex Dealer Members

June 26, 2008
I-08-19: Request for Information

June 23, 2008
I-08-18: Request for Information

June 20, 2008
I-08-17: Identification of Additions and Deletions in all Subsequent Versions of Disclosure Documents

May 23, 2008
I-08-16: Request for Information

March 27, 2008
I-08-15: Supervision of Forex Promotional Materials: Effective Date of Amendments to the Interpretive Notice Regarding Forex Transactions

March 19, 2008
I-08-14: Amendment to Code of Arbitration

March 12, 2008
I-08-13: Regulatory Reminder Regarding Assets Held Outside the United States

March 10, 2008
I-08-12: Alternative Language for Customer Disclosure

February 25, 2008
I-08-11: Request for Information

February 22, 2008
I-08-10: Request for Information

February 6, 2008
I-08-09: Request for Information

February 1, 2008
I-08-08: Annual Regulatory Reminder for Independent Introducing Brokers

February 1, 2008
I-08-07: Annual Regulatory Reminder for Guaranteed Introducing Brokers

February 1, 2008
I-08-06: Annual Regulatory Reminder for Futures Commission Merchants

February 1, 2008
I-08-05: Annual Regulatory Reminder for Commodity Trading Advisors

February 1, 2008
I-08-04: Annual Regulatory Reminder for Commodity Pool Operators

January 25, 2008
I-08-03: Effective Date of Amendments to the Interpretive Notice Regarding Forex Transactions

January 10, 2008
I-08-02: Filing deadline for CPOs who did not operate a commodity pool in calendar year 2007

January 2, 2008
I-08-01: Request for Public Director Nominations for NFA's Board of Directors

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