Home > News Center > Proposed Rule

Proposed Rule

2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996

PROPOSED AMENDMENTS
(additions are underscored and deletions are stricken through)

* * *

CODE OF ARBITRATION

* * *

SECTION 6. INITIATION OF ARBITRATION.

(o) Attestation.

Any claim, answer, counterclaim, cross-claim, reply to counterclaim or cross-claim, third-party claim, or answer to third party claim must include the following attestation: "The undersigned certifies that, to the best of his/her knowledge, information and belief, formed after a reasonable inquiry, the statements set forth in this pleading are true and correct. For matters stated on information and belief, the undersigned certifies that he/she believes the information to be true."

* * *

* * *

MEMBER RULES

* * *

SECTION 1. DEFINITIONS.

* * *

(j) Member - means a Member of NFA other than a contract market or a person that was a Member (other than a contract market) at the time the acts or transactions that are the subject of the dispute occurred.

* * *

SECTION 5. INITIATION OF ARBITRATION.

(n) Attestation.

Any claim, answer, counterclaim, cross-claim, reply to counterclaim or cross-claim, third-party claim, or answer to third party claim must include the following attestation: "The undersigned certifies that, to the best of his/her knowledge, information and belief, formed after a reasonable inquiry, the statements set forth in this pleading are true and correct. For matters stated on information and belief, the undersigned certifies that he/she believes the information to be true."

* * *

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy