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Proposed Amendment to NFA Compliance Rule 2-37
(additions are underscored)
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Part 2 - RULES GOVERNING THE BUSINESS CONDUCT OF MEMBERS REGISTERED WITH THE COMMISSION
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RULE 2-37. SECURITY FUTURES PRODUCTS.
This rule applies to Members registered as broker-dealers under Section 15(b)(11) of the Exchange Act and their Associates.
* * *(g) Members shall not charge customers more than a fair commission or service charge for transactions in security futures products, taking into consideration all relevant circumstances, including the expense of executing the order and the value of any service the Member may have rendered by reason of its experience in and knowledge of the security futures product and the market in that product.