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December 13, 2007
NFA orders Florida forex firm and its CEO to pay a fine of $75,000

December 12, 2007
NFA permanently bars employee of American National Trading Corp.

December 10, 2007
San Francisco firm agrees to permanently withdraw from NFA membership as part of settlement offer

December 10, 2007
NFA permanently bars San Diego forex firm Tradeco Clearing Group LLC

December 07, 2007
National Futures Association fines Chicago forex firm Hamilton Williams LLC

December 05, 2007
NFA takes emergency enforcement action against California forex firm, Forex Liquidity LLC

December 04, 2007
National Futures Association to reduce assessment fees in 2008

December 04, 2007
NFA permanently bars American National Trading Corp. and fines several of its principals

December 03, 2007
NFA takes emergency enforcement action against Illinois forex firm, One World Capital Group LLC

November 20, 2007
NFA suspends H. Tony Cantillo, a former associated person of American Atlantic Financial Corp.

November 20, 2007
NFA orders One World Capital Group LLC, an Illinois Forex Dealer Member, to pay $100,000 fine

November 13, 2007
National Futures Association orders New World Holdings LLC to pay fine of $30,000

October 02, 2007
NFA launches online learning program to help investors learn the opportunities and risks inherent in trading futures

September 27, 2007
National Futures Association fines New York forex firm

September 26, 2007
NFA orders ODL Securities, Inc. and its principal to pay a fine of $165,000

September 26, 2007
National Futures Association fines Interbank FX LLC $100,000

September 21, 2007
NFA permanently bars Forex Dealer Member, Trend Commodities Limited Partnership

September 20, 2007
NFA permanently bars Georgia Commodity Pool Operator, Renaissance Asset Management

September 20, 2007
NFA orders Bacera Corporation and its principals to pay a fine of $50,000

September 18, 2007
NFA permanently bars US Financial Group, Inc. and suspends its principal

August 15, 2007
NFA permanently bars South Florida firm, Forward Forex, Inc.

August 13, 2007
NFA permanently bars Virginia forex firm, Forefront Investments Corporation

August 13, 2007
NFA permanently bars United Global Markets LLC and orders firm to pay $40,000 fine

August 07, 2007
NFA takes additional enforcement action against Lake Shore Asset Management Ltd.

July 31, 2007
NFA suspends associated persons of Introducing Broker Mercer Capital, Inc.

July 24, 2007
NFA takes emergency enforcement action against Nations Investments LLC

July 23, 2007
NFA permanently bars Cal Financial Corporation and fines its principal

July 11, 2007
NFA Appeals Committee increases sanctions against Barkley Financial Corporation to expulsion from NFA and $1,000,000 fine

July 09, 2007
NFA takes emergency enforcement action against South Florida firm, Forward Forex, Inc.

June 28, 2007
NFA suspends Boca Raton firm, Ace Financial Group and its principal, Anthony J. Columbo

June 28, 2007
NFA takes emergency enforcement action against Boston forex firm, United Global Markets LLC

June 25, 2007
NFA takes emergency enforcement actions against Lake Shore Asset Management Ltd. and one of its principals, Laurence M. Rosenberg

June 19, 2007
NFA takes emergency enforcement action against Trend Commodities Limited Partnership

June 18, 2007
NFA fines two Chicago firms, Direct Trading Group LLC and Direct Forex LLC

June 18, 2007
NFA permanently bars Las Vegas forex firm, Spot FX Clearing Corp.

June 15, 2007
NFA settles enforcement action against Chambers Golon Investments and its principal, Kirk Chambers

June 12, 2007
NFA suspends and fines FX Option1, Inc., a Florida Futures Commission Merchant

June 11, 2007
NFA permanently bars Midas Communication Services LLC and fines its principal, Shamim Jalil Ahmed

June 11, 2007
NFA suspends Introducing Broker, Global Elite Group and its principal, Henrek Lalaian

May 29, 2007
NFA orders Interactive Brokers LLC to pay $125,000 fine and pay up to $325,000 in restitution

May 22, 2007
NFA suspends principal of Florida futures firm and principal of a former New York forex dealer

May 17, 2007
National Futures Association fines New Jersey forex firm

May 17, 2007
NFA takes emergency enforcement action against 11 Trading Inc., Eiger Investment Group and Joerg Heierle

May 14, 2007
NFA orders Alpha Foreign Exchange Group to pay $25,000 fine

May 09, 2007
National Futures Association publishes new guide to help individuals identify and avoid investment scams

May 07, 2007
NFA permanently bars Adam Leon, a former associated person of Protrade Futures & Options

April 25, 2007
National Futures Association advises investors on how to avoid investment fraud at two Money Smart Week events

April 23, 2007
NFA orders California Forex Dealer Member, Forex International Investments, Inc., and its principals to pay $100,000 fine

April 16, 2007
NFA orders Brandywine Asset Management, a Pennsylvania Commodity Pool Operator, to pay $35,000 fine

April 12, 2007
NFA suspends Marcin Jasinski, a former principal of Spencer Financial LLC

April 12, 2007
NFA permanently bars Michael Berkowitz and suspends Jon R. Kramer, both former associated persons of Ace Financial Group

April 09, 2007
NFA takes emergency enforcement action against Christ Investment Service LLC, a San Francisco Introducing Broker

March 20, 2007
NFA orders Brewer Futures Group, LLC and its principal, Steven J. Brewer to pay $45,000 fine

March 20, 2007
National Futures Association distributes more than $700,000 in restitution payments to defrauded investors

March 20, 2007
National Futures Association announces correction to press release regarding emergency enforcement action against Forefront Investments Corporation

March 19, 2007
NFA takes emergency enforcement action against Forefront Investments Corporation, a Virginia Forex Dealer Member

March 19, 2007
National Futures Association orders Stillwater Capital Partners LLC to pay $20,000

March 19, 2007
NFA suspends Commodity Pool Operator David R. Kocourek for providing false information to NFA

March 13, 2007
NFA permanently bars Mitchell B. Goldberg, a former associated person of Protrade Futures & Options and Corporate Commodities, Inc.

March 02, 2007
National Futures Association announces Board of Directors election results

February 28, 2007
NFA permanently bars Trading Alliance, Inc. for using misleading Web-based promotional material

February 27, 2007
NFA permanently bars International Commodity Clearing and suspends its principal, Steven I. Zander

February 15, 2007
National Futures Association suspends Robert F. Allen, an associated person of Ace Financial Group in Boca Raton, Florida

February 12, 2007
NFA permanently bars Protrade Futures & Options and Corporate Commodities, Inc.; suspends others

February 02, 2007
National Futures Association joins national organizations to sponsor ninth annual National Consumer Protection Week

February 01, 2007
NFA settles enforcement action with Tradex Group LLC; orders the CTA to pay restitution to customers for soliciting forex trading accounts without being properly registered

January 25, 2007
NFA permanently bars Commodity Investment Group; suspends and fines its principals

January 24, 2007
National Futures Association takes emergency enforcement action against New York commodity pool operator and its principal

January 19, 2007
National Futures Association takes emergency enforcement action against Georgia commodity pool operator and one of its principals

January 19, 2007
National Futures Association issues two-year suspension and $300,000 fine to Florida futures firm

January 16, 2007
NFA settles enforcement action against California firms and their principal; results in permanent bar and other sanctions

January 12, 2007
NFA suspends principal of Florida futures firm

January 11, 2007
NFA permanently bars Florida and Oregon firms and their principal

January 10, 2007
National Futures Association broadens investor education program with launch of quarterly newsletter

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