December 18, 2009
NFA permanently bars Arizona firm Wholesale Asset Management LLC and its principal
November 25, 2009
NFA bars James C. Morton, former principal of GlobeFX Club Inc., from acting as principal for a period of five years
November 23, 2009
NFA accepts offer from Tennessee firm Blue Sky Capital Management Corp. and its principal to permanently withdraw from NFA membership
September 22, 2009
NFA permanently bars New York firm Changes Capital Management LLC and its principal
September 22, 2009
NFA permanently bars True Vector Trading Group LLC and its principal
September 21, 2009
NFA permanently bars Florida firm GlobeFX Club Inc.
September 18, 2009
NFA permanently bars Florida commodity trading advisor Capital Blu Management LLC
September 08, 2009
NFA permanently bars Florida futures firm, Global Trading Center LLC
August 28, 2009
NFA bars Boca Raton firm, Pioneer Commodities LLC for misrepresentations
July 30, 2009
NFA accepts offer from Tiger Financial Group, a futures firm located in Los Angeles, California, to permanently withdraw from NFA membership
July 30, 2009
NFA fines Utah forex dealer member, Interbank FX LLC and its principal $225,000
July 23, 2009
NFA revokes registration of Texas firm, SG Commodities LLC and its principal, James S. Gossett
July 23, 2009
NFA permanently bars California commodity pool operator and trading advisor, Foreign Trade Bank Securities, Inc.
July 23, 2009
NFA takes emergency enforcement action against Moroccan firm Raleigh Capital Management, Inc. and its principal
July 16, 2009
NFA bars Kaye Simone White-Webster, associated person of Florida firm Global Trading Center LLC
July 08, 2009
NFA permanently bars Florida introducing broker, Vanguard Trading Group
June 29, 2009
National Futures Association launches redesigned website
June 25, 2009
NFA takes emergency enforcement action against Texas firm, Strongbow Investments GP LLC
June 04, 2009
NFA takes emergency enforcement action against Texas commodity trading advisors and their presidents
June 03, 2009
NFA bars California futures firm Coastline Trading Group LLC and its principal, associated persons
May 19, 2009
NFA permanently expels Lake Shore Asset Management Ltd. from membership
April 28, 2009
NFA fines I Trade FX LLC $250,000 for failing to implement anti-money laundering program
April 13, 2009
National Futures Association and AARP co-sponsor financial education program during Money Smart Week
March 31, 2009
Futures firm Last Atlantis Capital Management LLC permanently withdraws from NFA membership
March 27, 2009
Florida futures firm JMJ Capital Group LLC withdraws from NFA membership
March 24, 2009
NFA takes an emergency enforcement action against GlobeFX Club, Inc.
March 18, 2009
West Palm Beach introducing broker Princeton Trading Advisors withdraws from NFA membership
February 23, 2009
National Futures Association announces Board of Directors election results
February 20, 2009
Florida futures broker permanently withdraws from NFA membership
February 18, 2009
National Futures Association publishes new Spanish-language guide to help individuals identify and avoid investment scams
February 13, 2009
Cayman Islands NFA commodity pool operator Member Magma Fund Advisors Ltd. withdraws permanently from NFA
February 12, 2009
NFA takes an emergency enforcement action against two Connecticut commodity pool operators
February 11, 2009
NFA bars Boca Raton introducing broker, Commodity Futures Consultants Corp. and its principal
February 09, 2009
NFA takes emergency enforcement action against New York commodity pool operator
February 09, 2009
NFA bars New Jersey commodity pool operator
January 05, 2009
NFA permanently bars Illinois forex firm, One World Capital Group LLC and its principal
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