Home > News Center > CFTC Rule Submissions

CFTC Rule Submissions

2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996

Subscribe to our feed Follow NFA_News on Twitter
September 13, 2001

Ms. Jean A. Webb
Secretariat
Commodity Futures Trading Commission
Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581

Re: National Futures Association: Resubmission of Proposed Adoption of NFA Compliance Rule 2-36

Dear Ms. Webb:

National Futures Association ("NFA") hereby withdraws its May 24, 2001 submission of the proposed adoption of NFA Compliance Rule 2-36, and, pursuant to Section 17(j) of the Commodity Exchange Act (as amended), hereby resubmits it for review and approval by the Commodity Futures Trading Commission ("CFTC" or "Commission"). The proposed adoption of NFA Compliance Rule 2-36 as contained herein was approved by NFA's Board of Directors ("Board") on August 16, 2001.

Proposed Amendments to NFA Compliance Rule 2-36

Explanation of Proposed Amendments

NFA respectfully requests that the Commission review and approve the adoption of proposed NFA Compliance Rule 2-36. NFA also requests that the rule be declared effective upon Commission approval.

Respectfully submitted,

Thomas W. Sexton
Vice President and General Counsel

cc: Acting Chairman James E. Newsome
Commissioner Barbara Pedersen Holum
Commissioner David D. Spears
Commissioner Thomas J. Erickson
Phyllis J. Cela, Esq.
John C. Lawton, Esq.
Alan L. Seifert, Esq.
David Van Wagner, Esq.
Riva Spear Adriance, Esq.

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy