CFTC Rule Submissions
August 25, 1997
National Futures Association: Proposed Amendment to NFA Compliance Rule 3-11 and NFA Registration Rules 201, 301 and 302 and Proposed Adoption of NFA Registration Rule 303
August 22, 1997
National Futures Association: Proposed Amendments to NFA Registration Rule 401
August 22, 1997
National Futures Association: Proposed Amendments to NFA Bylaw 1301
May 15, 1997
National Futures Association: Proposed Amendments to NFA Compliance Rule 3-3 and NFA Financial Requirements Section 3 and Schedule D, and Proposed Adoption of an Interpretive Notice Concerning FCM and IB Filing Requirements
April 18, 1997
National Futures Association: Resubmission of the Proposed Interpretive Notice Relating to the Allocation of Block Orders for Multiple Accounts
March 04, 1997
National Futures Association: Proposed Amendments to Sections 4, 5, 6, 7, 8, 9, 10, 11 and 16 of NFA's Code of Arbitration and Sections 3, 4, 5, 6, 7, 9, 10, 11 and 15 of NFA's Member Arbitration Rules
March 04, 1997
National Futures Association: Proposed Adoption of an Interpretive Notice Concerning the Electronic Filing of Financial Reports by FCMs and IBs
|
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
