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CFTC Rule Submissions

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November 27, 2002
National Futures Association: Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9 Concerning Enhanced Supervisory Procedures

November 27, 2002
National Futures Association: Proposed Amendments to NFA Compliance Rule 2-30 and Its Interpretive Notice Entitled Risk Disclosure Statement for Security Futures Contracts

November 26, 2002
National Futures Association: Proposed Amendments to NFA Bylaw 1301(b)

September 25, 2002
File No. SR-NFA-2002-05; Proposed Rule Changes by National Futures Association Concerning Risk Disclosure for Security Futures Contracts

September 25, 2002
National Futures Association: Submission of Risk Disclosure Statement for Security Futures Contracts and Resubmission of Proposed Adoption of a Related Interpretive Notice

August 27, 2002
National Futures Association: Proposed Amendments to NFA Bylaw 1301, NFA's Code of Arbitration and Member Arbitration Rules, NFA Compliance Rule 2-24 and Registration Rules 401(h), 701(c)(6) and 802(a), (b) and (d), and Proposed Deletion of the Interpretive Notice Regarding Experience and Proficiency Requirements for Ethics Training and the Interpretive Notice Regarding Authorized Ethics Training Providers

August 15, 2002
National Futures Association: Proposed Adoption of Interpretive Notices Regarding Proficiency Requirements and Risk Disclosure for Security Futures Products

May 31, 2002
National Futures Association: Resubmission of Proposed Adoption of an Interpretive Notice to NFA Compliance Rule 2-9 Regarding Supervision of the Use of Automated Order-Routing Systems

May 20, 2002
National Futures Association: Proposed Amendments to NFA Bylaw 1301(b)

April 22, 2002
National Futures Association: Proposed Amendments to NFA Compliance Rule 2-9 and Proposed Adoption of an Interpretive Notice Regarding FCM and IB Anti-Money Laundering Program

March 22, 2002
National Futures Association: Adoption of NFA Bylaw 306 and Resubmission of Proposed Adoption of NFA Compliance Rule 2-36

March 19, 2002
National Futures Association: Proposed Adoption of an Interpretive Notice to NFA Compliance Rule 2-4 Regarding Broker-Dealer Registration Requirements for Security Futures Products; Proposed Amendment to NFA Compliance Rule 2-37; Proposed Adoption of an Interpretive Notice to NFA Compliance Rule 2-37 Regarding Fair Commissions; and Proposed Adoption of an Interpretive Notice to NFA Compliance Rule 2-4 Regarding The Best Execution Obligation of NFA Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934

March 19, 2002
National Futures Association: Proposed Amendments to Parts 100, 200, 300, 400, 600, 700 and 800 and Rule 509(b)(5) of NFA Registration Rules and NFA Bylaws 301(a), (c) and (f)

March 01, 2002
National Futures Association: Proposed Adoption of an Interpretive Notice to NFA Compliance Rule 2-9 Regarding Supervision of the Use of Automated Order-Routing Systems

February 27, 2002
National Futures Association: Proposed Amendments to NFA Bylaw 1301(b)

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