Home > News Center > CFTC Rule Submissions

CFTC Rule Submissions

2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996

Subscribe to our feed Follow NFA_News on Twitter
December 09, 2008
National Futures Association: Forex Requirements - Proposed Amendments to Compliance Rules 2-36 and 2-39, Financial Requirements Section 13, and the Interpretive Notice Regarding Forex Transactions (Effective April 1, 2009)

December 09, 2008
National Futures Association: Forex Price Adjustments and Trade Practices - Proposed Adoption of Compliance Rule 2-43 (Effective May 15, 2009 and June 12, 2009)

December 03, 2008
National Futures Association: Supervision of the Use of Electronic Trading Systems - Proposed Amendments to the Interpretive Notice to Compliance Rule 2-36(e) (Effective June 1, 2009)

December 02, 2008
National Futures Association: Forex Customer Statements - Proposed Adoption of Compliance Rule 2-44 and Amendments to the Interpretive Notice Regarding Forex Transactions (Effective June 1, 2009)

November 26, 2008
National Futures Association: Disclosure by Forex Pool Operators and Trading Advisors - Technical Amendments to NFA Compliance Rules 2-41 and 2-42 (Effective December 8, 2008)

October 08, 2008
National Futures Association: Eligibility to Guarantee IBs: Proposed Amendments to NFA Financial Requirements Section 2 (Effective October 20, 2008)

September 05, 2008
National Futures Association: Proposed Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective September 18, 2008)

August 28, 2008
National Futures Association: Definition of a Forex Dealer Member: Proposed Amendments to NFA Bylaw 306, NFA Financial Requirements Section 11(a), and the Interpretive Notice Regarding Forex Transactions (Withdrawn November 19, 2010)

August 22, 2008
National Futures Association: Increases to the Forex Dealer Member Capital Requirements: Proposed Amendments to NFA Financial Requirements Sections 1, 11 and 12 and the Interpretive Notice Regarding Forex Transactions (Effective October 31, 2008)

May 20, 2008
National Futures Association: IB Financial Rules - Proposed Amendments to Section 4 of NFA's Financial Requirements (Effective June 2, 2008)

March 17, 2008
National Futures Association: Proposed Technical Amendment to the Interpretive Notice to Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program (Effective March 28, 2008)

February 29, 2008
National Futures Association: Disclosure by Forex Pool Operators and Trading Advisors - Proposed Adoption of NFA Compliance Rules 2-41 and 2-42 (Effective November 30, 2008)

February 29, 2008
National Futures Association: Arbitration Fees for Oral Hearing Requests - Proposed Amendments to Section 9 of NFA's Code of Arbitration (Effective April 1, 2008)

February 29, 2008
National Futures Association: Acceptable Collateral for Forex Security Deposits - Proposed Amendments to NFA Financial Requirements Section 12 (Effective May 14, 2008)

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy