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November 27, 2012
National Futures Association: Use of Technology to Monitor FCM Segregation Compliance - Proposed Amendments to NFA Financial Requirements Section 4 (Effective February 15, 2013)

November 20, 2012
National Futures Association: Proficiency Requirements for Swaps - Proposed Technical Amendments to NFA Registration Rule 401(e)(3) (Effective February 21, 2013)

November 20, 2012
National Futures Association: Proficiency Requirements for Security Futures Products - Proposed Amendment to the Interpretive Notice to NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for SFPs (Effective February 21, 2013)

November 20, 2012
National Futures Association: Assessment Fee - Amendments to Interpretive Notice entitled: NFA Bylaw 1301(b): NFA's Assessment Fee - Diminutive Notional Value Contracts and Security Futures Products (Effective January 3, 2013)

November 20, 2012
National Futures Association: Cleared Swaps Customer Collateral Accounts - Proposed Amendments to NFA Financial Requirements Section 16 and the Related Interpretive Notice (Effective July 1, 2013)

November 20, 2012
National Futures Association: NFA Member FCMs Acting as a Counterparty to Off-Exchange Foreign Currency Transactions With Eligible Contract Participants - Proposed Amendments to NFA Financial Requirements Section 1(a) (Effective June 30, 2013)

November 20, 2012
National Futures Association: Revenue Structure for Swap Dealers and Major Swap Participants - Proposed Amendments to NFA Bylaw 1301(f) (Effective April 1, 2013)

November 20, 2012
National Futures Association: Schedule of Dues and Assessments - Proposed Technical Amendment to NFA Bylaw 1301(b)(i) (Effective February 21, 2013)

November 05, 2012
National Futures Association: Integration of Swap Dealers and Major Swap Participants into NFA's Membership and Governance Structure - Proposed Amendments to Articles of Incorporation (Effective April 1, 2013)

August 27, 2012
National Futures Association: FCM and IB Anti-Money Laundering Program - Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9 (Effective August 27, 2013)

August 22, 2012
National Futures Association: Swap Registration Requirements - Proposed Amendments to NFA Bylaw 301 (Effective January 1, 2013) and Registration Rules 401 and 402 (Effective October 3, 2012)

August 21, 2012
National Futures Association: Protection of Customer Funds - Proposed Amendments to NFA Financial Requirements Section 4 To Provide On-Line View-Only Access to FCM Customer Segregated/Secured Amount Bank Account Information

August 21, 2012
National Futures Association: Recordkeeping - Proposed Amendments to NFA Compliance Rule 2-10 (Effective June 17, 2013)

June 26, 2012
National Futures Association: Proposed Amendments to NFA's Bylaw 301, Financial Requirements Section 5 and Registration Rules 101, 201, 202, 203, 205, 207, 208, 209, 210, 212, 303, 501, 601, 701, 801, and 802 Regarding Swap Dealers, Major Swap Participants and Derivative Transaction Execution Facilities (Effective July 18, 2012)

June 05, 2012
National Futures Association: Reporting Requirements for CPOs and CTAs - Proposed Amendments to NFA Compliance Rule 2-46 (Effective March 30, 2013)

June 01, 2012
National Futures Association: Assessment Fee - Adoption of Interpretive Notice entitled: NFA Bylaw 1301(b): NFA's Assessment Fee - Diminutive Notional Value Contracts and Security Futures Products (Effective September 1, 2012)

May 30, 2012
National Futures Association: Retail Forex Transactions - Proposed Amendments to NFA Financial Requirements Section 13 Regarding Forex Dealer Member Reports (Effective September 25, 2012)

May 29, 2012
National Futures Association: Schedule of Dues and Assessments - Proposed Amendments to NFA Bylaw 1301 (Effective June 12, 2012)

May 29, 2012
National Futures Association: Protection of Customer Funds - Proposed Amendment to NFA Financial Requirements Section 4 and Adoption of NFA Financial Requirements Section 16 and its Related Interpretive Notice Regarding FCM Financial Practices and Excess Segregated Funds/Secured Amount Disbursements (Effective September 1, 2012)

March 08, 2012
National Futures Association: Retail Forex Transactions - Proposed Amendments to NFA Financial Requirements Section 14, the Interpretive Notice Entitled Forex Transactions and the Interpretive Notice Entitled NFA Compliance Rule 2-40: Procedures for the Bulk Assignment or Liquidation of Forex Positions; Cessation of Customer Business (Effective July 26, 2012)

January 20, 2012
National Futures Association: Proposed Amendments to NFA's Bylaw 301, Financial Requirements Section 5 and Registration Rules 101, 201, 202, 203, 205, 207, 208, 209, 210, 212, 303, 501, 601, 701, 801, and 802 Regarding Swap Dealers, Major Swap Participants and Derivative Transaction Execution Facilities (Effective July 18, 2012)

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