Rule Filings with the SEC
View NFA's proposed rule changes filed with the Securities and Exchange Commission (SEC).
2023 | 2018 | 2015 | 2014 | 2013 | Show more yearsSeptember 25, 2008
File No. SR-NFA-2008-02-A1
Amendment to SELF-REGULATORY ORGANIZATIONS; National Futures Association; Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective September 18, 2009)
September 5, 2008
File No. SR-NFA-2008-02
SELF-REGULATORY ORGANIZATIONS; National Futures Association; Proposed Rule Change Relating to Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective September 18, 2009)