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NFA Leadership

There are approximately 250 individuals in NFA's corporate headquarters located at 300 South Riverside Plaza, Suite 1800, Chicago, Illinois 60606-6615, telephone (312) 781-1300 and fax (312) 781-1467. An additional 35 individuals work in NFA's New York Office located at 120 Broadway, Suite 1125, New York, New York 10271, telephone (212) 608-8660 and fax (212) 964-3913.

Listed below are the officers and individuals representing key functional areas of the organization.

Officers
Daniel J. Roth President and Chief Executive Officer (312) 781-1390	Daniel A. Driscoll Executive Vice President, Chief Operating Officer (312) 781-1320
Kenneth F. Haase Senior Vice President, Information Systems (312) 781-1350	Thomas W. Sexton, III Senior Vice President, General Counsel and Secretary (312) 781-1413
Regina G. Thoele Senior Vice President, Compliance (312) 781-1327	Karen K. Wuertz Senior Vice President, Strategic Planning and Communications (312) 781-1335
Edward Dasso, III Vice President of Market Regulation (312) 781-1677	David L. Hawrysz Senior Vice President, CFO and Treasurer (312) 781-1385
Jamila Piracci Vice President of OTC Derivatives (212) 513-6014	Gregory C. Prusik Vice President, Registration (312) 781-1424

Arbitration
Christine Roche Manager of Arbitration (312) 781-1562

Communications and Education
Larry A. Dyekman Director, Communications and Education (312) 781-1372

Compliance
John Brand Managing Director, Compliance (312) 781-1465	Patricia Cushing Director, Compliance (312) 781-1403
Tracey Hunt Associate Director, Compliance (312) 781-1284	Mary McHenry Associate Director, Compliance (312) 781-1420
Valerie O'Malley Associate Director, Compliance (312) 781-1290	Sharon Pendleton Director, Compliance (312) 781-1401
Silmar Ramirez Director, Compliance (312) 781-7410	Toni Rossetti Managing Director, Compliance (312) 781-1422
Jennifer Sunu Director, Compliance (312) 781-1402	Cheryl Tulino Director, Compliance, New York (212) 513-6020

General Counsel
Michael J. Crowley Associate General Counsel (312) 781-1388	Ronald V. Hirst Associate General Counsel (312) 781-1394
Mary Alice Patton Legal Support Manager (312) 781-1485	Philip Raleigh Assistant General Counsel (312) 781-1405
Carol A. Wooding Associate General Counsel (312) 781-1409

Human Resources
Carrie E. Baffes Director of Compensation and Benefits (312) 781-1407
Nancy C. Bohanon Director (312) 781-1444
Kurt A. Krueger Associate Director, Organization Development and Training (312) 781-1329

Information Center
Yvette Christman Senior Manager (312) 781-1410

Information Systems
Steve E. Earl Director (312) 781-1354	Patricia Finnegan Associate Director (312) 781-1367
Timothy McHenry Director (312) 781-1425	Vince Tabor Associate Director (312) 781-1363

International Outreach
Kurt Krueger Associate Director, Organization Development and Training (312) 781-1329	Karen Wuertz Senior Vice President, Strategic Planning and Communications (312) 781-1335

Market Regulation
Jane Croessmann Director (312) 781-1568

Membership/Registration
Yvette Christman Senior Manager (312) 781-1427	Michelle Hawrysz Senior Manager (312) 781-1461

OTC Derivatives
Shuna Awong Director (212) 513-6057	Michael Brosius Director (212) 513-6075
David Mengle Senior Risk Advisor (212) 513-6023

Treasurer's Office
Michael Saturley Director (312) 781-1386

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About NFA

NFA Leadership

Officers

Arbitration

Communications and Education

Compliance

General Counsel

Human Resources

Information Center

Information Systems

International Outreach

Market Regulation

Membership/Registration

OTC Derivatives

Treasurer's Office

File a Complaint

Check Broker / Firm Information (BASIC)

Get Updates Via Email