Additional Resources
Alliance for Investor Education
American Savings Education Council
Commodity Futures Trading Commission
Federal Citizen Information Center
Federal Reserve Bank of Chicago - Education Resources
Federal Trade Commission Bureau of Consumer Protection
Financial Industry Regulatory Authority - Investor Information
Financial Planning Association
Institute for Financial Markets
Investment Company Institute Education Foundation
National Association of Attorneys General
National Endowment for Financial Education
National Fraud Information Center
North American Securities Administrators Association
Securities and Exchange Commission Office of Investor Education and Assistance
Check Broker / Firm Information (BASIC)
You can check the registration status and disciplinary history of any futures firm or individual.
File a Complaint
You can file a complaint online. Be sure to include as much information as you can.
Subscribe to Receive Free Investor Newsletter
Subscribe to receive NFA communications such as Notices to Members, press releases and Web updates via email.
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy