Who Has to Register
Begin Enrollment Process
Security Manager Duties (FCM, SD, MSP, RFED, CPO, CTA, IB, FTF)
Security Manager Duties (FB, FT)
Security Manager Password Reset
NFA Membership and Dues
Fingerprint Card Requirements
Important Information Regarding Failure to Disclose Disciplinary Information on a Registration Application
Proficiency Exam Study Outlines
Obtaining Registration Records
Registration Video Tutorials
> Public Document Request Form
Public Document Request Form
This system is not available for use from 10:00 p.m. to 2:30 a.m. Monday through Friday CT. The system may also occasionally be unavailable at other times due to system maintenance.
You may want to request the same type of information for more than one entity. Indicate how many firms and/or individuals you are requesting information for in the box below.
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NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.