Home > Registration > Floor Broker (FB) > Floor Broker (FB)

Floor Broker (FB)

 A Floor Broker is an individual who purchases or sells any futures contracts or options on futures on any contract market for any other person.

A registered FB need not also register as a Floor Trader in order to engage in activity as a Floor Trader.

 An FB is required to file the following:

  • A completed online Form 8-R
  • Fingerprint Cards
  • Proof from a contract market or derivatives transaction execution facility (DTEF) that the individual has been granted trading privileges. The contract market or DTEF may provide proof after the application has been filed.
  • A non refundable Floor Broker Application Fee of $85.00* 

*An application fee is not required if the individual is currently registered with the CFTC in any capacity or is listed as a principal of a current CFTC registrant.

Click here if you do not already have access to the Online Registration System.

NFA offers several payment options available to applicants.

Online Registration System

 

Login to ORS

Forgot Password?      Enroll Now

Electronic Filings

NFA Members can file many of their required documents electronically.

Submit a Filing 

Check Broker / Firm Information (BASIC)

You can check the registration status and disciplinary history of any futures firm or individual.

Begin Search
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy