Registration
- Who Has to Register
- Begin Enrollment Process
- Security Manager Duties (FCM, SD, MSP, RFED, CPO, CTA, IB, FTF)
- Security Manager Duties (FB, FT)
- Security Manager Password Reset
- NFA Membership and Dues
- Fingerprint Card Requirements
- Do's and Don'ts of Answering the Disciplinary Information Questions
- Proficiency Requirements
- Proficiency Exam Study Outlines
- NFA Directories
- Registration Advisories
- Obtaining Registration Records
- Registration Video Tutorials NEW
- FAQs
Exempt Foreign Firm Application Template
To view and print the Exempt Foreign Firm Application Template you need Adobe Acrobat Reader. If you don't have Adobe Acrobat Reader, you can download it now.
If you have questions, contact NFA's Information Center at (800) 621-3570 or (312) 781-1410 or email NFA.
Online Registration System
Electronic Filings
NFA Members can file many of their required documents electronically.
Check Broker / Firm Information (BASIC)
You can check the registration status and disciplinary history of any futures firm or individual.
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.
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