Code of Arbitration

SECTION 18. APPLICABILITY OF MEMBER ARBITRATION RULES.

[Effective March 24, 1994. Effective dates of amendments: December 17, 1999 and October 6, 2020.]

This Code shall govern any cross-claim or third-party claim filed by a Member or Associate against another Member or Associate under this Code, except that Sections 2(a) and (b) of the Member Arbitration Rules shall apply to cross-claims or third-party claims and Section 11(a) of the Member Arbitration Rules shall apply to claims, counter-claims, cross-claims and third-party claims filed by Members or Associates against Members, Associates and customers.