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NFA Manual / Rules

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Financial Requirements

[Effective dates of amendments: December 17, 1999 and October 18, 2010.]

A Member FCM, for which NFA is DSRO, RFED, or IB that may file a request for relief from certain provisions of CFTC Regulations 1.10, 1.12, 1.16, 1.17, 5.6 and 5.7 with its DSRO may file such request with NFA. NFA may grant the relief request without receiving the prior concurrence of the CFTC unless such concurrence is required by CFTC Regulations. Any such grant of relief shall be valid and shall remain in full force and effect unless or until reversed by the CFTC or withdrawn by NFA.

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