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CODE OF ARBITRATION
Table of Contents
[¶ 6011] Section 1. Definitions
[¶ 6011.1] (a) Aggregate Claim
[¶ 6011.2] (b) Arbitration Claim
[¶ 6011.3] (c) Associate
[¶ 6011.4] (d) Claim
[¶ 6011.5] (e) Claimant
[¶ 6011.6] (f) Commission
[¶ 6011.7] (g) Commodity Pool Operator or CPO
[¶ 6011.8] (h) Commodity Trading Advisor or CTA
[¶ 6011.9] (i) Contract Market
[¶ 6011.10] (j) Cross-claim
[¶ 6011.11] (k) Futures Commission Merchant or FCM
[¶ 6011.12] (l) Floor Broker
[¶ 6011.13] (m) Forex
[¶ 6011.14] (n)Forex Dealer Member
[¶ 6011.15] (o)Futures
[¶ 6011.16] (p) Introducing Broker or IB
[¶ 6011.17] (q) Leverage Transaction Merchant or LTM
[¶ 6011.18] (r) Member
[¶ 6011.19] (s) NFA
[¶ 6011.20] (t) Panel
[¶ 6011.21] (u) Person
[¶ 6011.22] (v) Pleading
[¶ 6011.23] (w) President
[¶ 6011.24] (x) Respondent
[¶ 6011.25] (y) Secretary
[¶ 6011.26] (z) Third-party Claim
[¶ 6012-6017] [RESERVED]
[¶ 6017] Section 2. Arbitrable Disputes
[¶ 6018-6022] [RESERVED]
[¶ 6023] Section 3. Pre-Dispute Arbitration Agreements
[¶ 6024-6028] [RESERVED]
[¶ 6029] Section 4. Arbitration Panel
[¶ 6030-6034] [RESERVED]
[¶ 6035] Section 5. Time Period for Arbitration
[¶ 6036-6040] [RESERVED]
[¶ 6041] Section 6. Initiation of Arbitration
[¶ 6047] Section 7. Right to Counsel
[¶ 6042-6046] [RESERVED]
[¶ 6048] Section 8. Pre-Hearing
[¶ 6049-6052] [RESERVED]
[¶ 6053] Section 9. Hearing
[¶ 6054-6058] [RESERVED]
[¶ 6059] Section 10. Award, Settlement and Withdrawal
[¶ 6060-6064] [RESERVED]
[¶ 6065] Section 11. Arbitration Fees
[¶ 6066-6070] [RESERVED]
[¶ 6071] Section 12. Arbitration Costs
[¶ 6072-6076] [RESERVED]
[¶ 6077] Section 13. Non-Waiver of NFA Rights
[¶ 6078] Section 14. Mediation
[¶ 6079] Section 15. Disputes not Covered Under this Code
[¶ 6080] Section 16. Miscellaneous
[¶ 6081] Section 17. Agreements Conflicting with the Code
[¶ 6082] Section 18. Applicability of Member Arbitration Rules
[¶ 6083] Section 19. NFA's Authority to Interpret the Code
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