Member Arbitration Rules
 

MEMBER ARBITRATION RULES
Table of Contents

[¶ 6511] Section 1. Definitions

    [¶ 6511.1] (a) Aggregate Claim
    [¶ 6511.2] (b) Arbitration Claim
    [¶ 6511.3] (c) Associate
    [¶ 6511.4] (d) Claim
    [¶ 6511.5] (e) Claimant
    [¶ 6511.6] (f) Commission
    [¶ 6511.7] (g) Contract Market
    [¶ 6511.8] (h) Cross-claim
    [¶ 6511.9] (i) Hearings
    [¶ 6511.10] (j) Member
    [¶ 6511.11] (k) NFA
    [¶ 6511.12] (l) Panel
    [¶ 6511.13] (m) Person
    [¶ 6511.14] (n) Pleading
    [¶ 6511.15] (o) President
    [¶ 6511.16] (p) Respondent
    [¶ 6511.17] (q) Secretary
    [¶ 6511.18] (r) Self-Regulatory Organization
    [¶ 6511.19] (s) Third-party Claim

[¶ 6512-6516] [RESERVED]

[¶ 6517] Section 2. Arbitrable Disputes

[¶ 6518-6522] [RESERVED]

[¶ 6523] Section 3. Arbitration Panel

[¶ 6524-6528] [RESERVED]

[¶ 6529] Section 4. Time Period for Arbitration

[¶ 6530-6534] [RESERVED]

[¶ 6535] Section 5. Initiation of Arbitration

[¶ 6536-6540] [RESERVED]

[¶ 6541] Section 6. Right to Counsel

[¶ 6542-6546] [RESERVED]

[¶ 6547] Section 7. Pre-Hearing

[¶ 6548-65526] [RESERVED]

[¶ 6553] Section 8. Dismissal Without Prejudice

[¶ 6554-6558] [RESERVED]

[¶ 6559] Section 9. Hearing

[¶ 6560-6564] [RESERVED]

[¶ 6565] Section 10. Award, Settlement and Withdrawal

[¶ 6566-6570] [RESERVED]

[¶ 6571] Section 11. Arbitration Fees

[¶ 6572-6576] [RESERVED]

[¶ 6577] Section 12. Arbitration Costs

[¶ 6578-6582] [RESERVED]

[¶ 6583] Section 13. Non-Waiver of NFA Rights

[¶ 6584-6588] [RESERVED]

[¶ 6589] Section 14. Mediation

[¶ 6590-6594] [RESERVED]

[¶ 6595] Section 15. Miscellaneous

[¶ 6596] Section 16. Agreements Conflicting with the Rules

[¶ 6597] Section 17. NFA's Authority to Interpret the Rules

 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.

©2003-2008 National Futures Association