Financial Requirements

SECTION 9. NOTIFICATION OF REPORTABLE POSITIONS.

[Effective dates of amendments: December 17, 1999 and June 11, 2021.]

Each Member FCM for which NFA is the DSRO and which is required to file any document with or give notice to the CFTC under CFTC Regulation 17.00 shall also electronically file one copy of such document with to NFA no later than the date such document or notice is due to be filed with or given to the CFTC.